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Compliance Manager @ iFAST Financial India Pvt Ltd

Company Name iFAST Financial India Pvt Ltd
Location Mumbai, India
Job Type Compliance Manager
Job Description

  Dear Students,

FPA with various companies brings you good job openings which will help you enhance your skills in the finance domain. Please refer to the job descriptions for your reference.

Company Profile : iFAST Financial India Pvt. Ltd. is a Singapore based multinational company that offers an online mutual funds distribution platform for retail investors as well as independent financial advisers in India. Some of the services provided include in-house research and global perspectives, access to expert opinions from the industry and more importantly, an online account allowing them to invest in mutual funds.

Company Website :

Job Location : Mumbai

Job Responsiblities :

  • Managing and heading the compliance, legal and secretarial department.
  • Preparation & timely submission of various forms, reports and other documents to Exchanges/Depositories.
  • Ensuring exchange / DP-related compliances applicable to the Company under SEBI Act, SCRA, Rules, Regulations & Bye-laws of Exchange and Circulars issued by SEBI/CDSL/BSE from time to time.
  • Handling Investor Grievances as per regulatory guidelines.
  • Concurrent and Internal Audits and Inspection by SEBI/CDSL/BSE etc.
  • Reviewing & updating company forms and internal documents in line with applicable stock broking / DP guidelines.
  • Liaising with Exchanges, Depositories for routine matters.
  • Any other compliance matters as assigned from time to time

Candidates Profile :

  • Degree holder.
  • Good command of spoken and written English.
  • Quick learner, proactive and highly business focused.
  • Excellent organizational skills, including time management, record keeping, self- scheduling, and follow-up.
  • Ability to draft clear and professional correspondence and other documents of a legal, compliance and business nature.
  • Flexible and ability to prioritize tasks and manage multiple tasks within compressed timelines

Salary : As per industry Standard

Interested candidates can mail their updated resumes at “ with the company name and profile name.

Please go through the JD carefully before applying.

Posted Date 25/04/2018